๐Ÿ’ผ Associate Principal Analyst, SMI Operational Reporting Requirements & 17d-2

Company
myGwork
Location
Montgomery County, MD
Date posted
2024-02-16
Job Type
None
Industry
Accounting / Finance
Description
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regulations and may work on more complex assignments under the direction of more senior staff. Essential Job Functions: Analyzes trading activity in area of...See full description
Important Skills Hard skillsSoft Skills
Mathematics Statistics Data Analysis Optimization Simulation Programming Problem-solving Communication Critical Thinking Analytical Thinking